Anastasia Sophia Nikolaou

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-21
TX	RA	APPROVED_RES	2024-11-21

CA RA
APPROVED

Since 2024-11-21
TX RA
APPROVED_RES

Since 2024-11-21

Branch Locations

Long Beach, CA • United States

2050 Main Street, Suite 500, Irvine, CA 92614 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nordstrom	Santa Monica	CA	03/2010	09/2017
Ameriprise Financial Services, Llc	Los Angeles	CA	12/2017	11/2024
Equitable Advisors, Llc	New York	NY	11/2024	Present

03/2010 → 09/2017

Nordstrom

Santa Monica, CA
12/2017 → 11/2024

Ameriprise Financial Services, Llc

Los Angeles, CA
11/2024 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2018-02-27 → 2024-12-10

Ameriprise Financial Services, Llc

Los Angeles, CA

Long Beach, CA

Other Businesses

Anastasia & Associates Wealth Management Solutions, Owner.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-27

S66 Uniform Combined State Law Examination

2018-02-27

Designations

Certified Financial Planner

View on SEC IAPD