Aaron Arthur Kohn

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-04-21

TX RA
APPROVED_RES

Since 2011-04-21

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Lake Oswego	OR	11/2008	Present

11/2008 → Present

Ubs Financial Services Inc.

Lake Oswego, OR

Previous Registrations

2002-11-13 → 2008-11-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Oswego, OR

Lake Oswego, OR

Other Businesses

KK&R, LLC, PARTNER, 1996, 0, 0, NONE. ROSKO, LLC, PARTNER, 1998, 0, 0, NONE. TABLE TOP RACING, INC, 1999, 0, 0, NONE. SPKH LLC; INVESTMENT LLC; 2007, 0, 0, NONE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-11
S63	Uniform Securities Agent State Law Examination	1999-03-08

S65 Uniform Investment Adviser Law Examination

1999-03-11
S63 Uniform Securities Agent State Law Examination

1999-03-08

View on SEC IAPD