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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-17 |
Branch Locations
6345 Balboa Blvd Suite 290, Encino, CA 91316 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Panorama City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Zuckerman Private Wealth Management | Northridge | CA | 11/2017 | 05/2019 |
| Kestra Investment Services Llc | Encino | CA | 05/2019 | Present |
| Unemployed | Encino | CA | 07/2011 | 10/2017 |
FMS FINANCIAL PARTNERS, INC./ PARTNERS INSURANCE POSITION: Client Services Associate NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 05/14/2019 ADDRESS: 6345 Balboa Blvd, Suite 290, Encino CA 91316, United States DESCRIPTION: Manage the opening of new brokerage accounts; Prepare client review documents; Handle new business paperwork related to life insurance, annuities, REITs, and other investments; Service client requests and needs
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-13 |
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