Caroline Griffiths Brewster

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2022-06-30
TX	RA	APPROVED	2022-06-28
CT	RA	APPROVED	2022-04-18

Branch Locations

100 Federal St, Boston, MA 02110 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Mfs Fund Distributors, Inc.	Boston	MA	11/2017	12/2021
Unemployed	Newtown	PA	07/2017	11/2017
Gettysburg College	Gettysburg	PA	08/2013	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	12/2021	Present
Bank Of America, N.A.	Boston	MA	02/2022	Present

11/2017 → 12/2021

Mfs Fund Distributors, Inc.

Boston, MA
07/2017 → 11/2017

Unemployed

Newtown, PA
08/2013 → 06/2017

Gettysburg College

Gettysburg, PA
12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
02/2022 → Present

Bank Of America, N.A.

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-14
S63	Uniform Securities Agent State Law Examination	2017-07-10