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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-01-18
  • MO RA
    APPROVED
    Since 2018-01-18

Branch Locations

3854 South Avenue, Springfield, MO 65807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Schaumburg IL 11/2017 01/2018
Brs Cpas And Advisors Pc Springfield MO 07/2002 Present
Cetera Financial Specialists, Llc Schaumburg IL 01/2018 Present
Cetera Investment Advisers, Llc Schaumburg IL 01/2018 Present
Brs Wealth Management Springfield MO 11/2017 Present
  • 11/2017 → 01/2018
    Cetera Financial Specialists
    Schaumburg, IL
  • 07/2002 → Present
    Brs Cpas And Advisors Pc
    Springfield, MO
  • 01/2018 → Present
    Cetera Financial Specialists, Llc
    Schaumburg, IL
  • 01/2018 → Present
    Schaumburg, IL
  • 11/2017 → Present
    Brs Wealth Management
    Springfield, MO
Other Businesses

1) BRS CPAS AND ADVISORS PC, SPRINGFIELD, MO; CPA FIRM; TAX ACCOUNTING AND ATTEST SERVICES; SINCE 07/2002, 55 HRS/WK; PART OWNER 2) NAME OF OTHER BUSINESS: BRS WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: WEALTH MANAGEMENT / FINANCIAL SERVICES; START DATE: 11/2017; POSITION/TITLE/RELATIONSHIP: OWNER / ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, DISCUSS FINANCIAL SITUATION WITH CLIENTS, IMPLEMENT STRATEGY, ON-GOING REVIEWS; 3)NAME OF OTHER BUSINESS: BRS CPAS AND ADVISORS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CPA; START DATE: 7/2002; POSITION/TITLE/RELATIONSHIP: LIMITED POA; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-15
  • S66 Uniform Combined State Law Examination
    2018-01-15

View on SEC IAPD

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