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Francisca Maribel Sanchez

Morgan Stanley

Oakland, CA

CRD 6884328

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-24
CA RA APPROVED 2019-09-16
  • TX RA
    APPROVED
    Since 2020-02-24
  • CA RA
    APPROVED
    Since 2019-09-16

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc San Francisco CA 10/2017 03/2018
Chase Bank Richmond CA 06/2009 10/2017
Ubs Financial Services San Francisco CA 03/2018 08/2019
Morgan Stanley Oakland CA 08/2019 Present
  • 10/2017 → 03/2018
    Pruco Securities, Llc
    San Francisco, CA
  • 06/2009 → 10/2017
    Chase Bank
    Richmond, CA
  • 03/2018 → 08/2019
    Ubs Financial Services
    San Francisco, CA
  • 08/2019 → Present
    Morgan Stanley
    Oakland, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28

View on SEC IAPD

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Nearby Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
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Nearby Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA

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