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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2025-06-10 |
| TX | RA | APPROVED | 2025-06-10 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goodyear Tire And Rubber Co | Akron | OH | 07/2016 | 12/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2018 | 06/2025 |
| Northwestern Mutual Investment Services Llc | Leawood | KS | 02/2018 | 06/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2018 | 06/2025 |
| Principal Life Insurance Company | Overland Park | KS | 06/2025 | Present |
| Principal Securities, Inc. | Overland Park | KS | 06/2025 | Present |
| Clearwater Wealth Management | Overland Park | KS | 06/2025 | Present |
**CLEARWATER WEALTH MANAGEMENT (DBA) POSITION: Founder/Owner/Investment Advisor NATURE: financial planning, advisory services, life insurance, securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2025 ADDRESS: 11101 Switzer Rd Ste 100, Overland Park KS 66210, United States DESCRIPTION: marketing, sales, servicing of insurance and financial services and products. **INSURANCE POSITION: Owner/Founder/Officer NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/18/2025 ADDRESS: 11101 Switzer Rd Ste 100, Overland Park KS 66210, United States DESCRIPTION: financial services, insurance, investments, planning strategies all under this name clearwater wealth management. **BANWART FAMILY HOLDINGS, LLC POSITION: Partner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2026 ADDRESS: 1909 SE 7th St, Lees Summit MO 64063, United States DESCRIPTION: Purchasing condos for renting.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-09-24 |
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