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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-06-10
TX RA APPROVED 2025-06-10
  • KS RA
    APPROVED
    Since 2025-06-10
  • TX RA
    APPROVED
    Since 2025-06-10

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodyear Tire And Rubber Co Akron OH 07/2016 12/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2018 06/2025
Northwestern Mutual Investment Services Llc Leawood KS 02/2018 06/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2018 06/2025
Principal Life Insurance Company Overland Park KS 06/2025 Present
Principal Securities, Inc. Overland Park KS 06/2025 Present
Clearwater Wealth Management Overland Park KS 06/2025 Present
  • 07/2016 → 12/2017
    Goodyear Tire And Rubber Co
    Akron, OH
  • 01/2018 → 06/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2018 → 06/2025
    Northwestern Mutual Investment Services Llc
    Leawood, KS
  • 11/2018 → 06/2025
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2025 → Present
    Principal Life Insurance Company
    Overland Park, KS
  • 06/2025 → Present
    Overland Park, KS
  • 06/2025 → Present
    Clearwater Wealth Management
    Overland Park, KS
Other Businesses

**CLEARWATER WEALTH MANAGEMENT (DBA) POSITION: Founder/Owner/Investment Advisor NATURE: financial planning, advisory services, life insurance, securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2025 ADDRESS: 11101 Switzer Rd Ste 100, Overland Park KS 66210, United States DESCRIPTION: marketing, sales, servicing of insurance and financial services and products. **INSURANCE POSITION: Owner/Founder/Officer NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/18/2025 ADDRESS: 11101 Switzer Rd Ste 100, Overland Park KS 66210, United States DESCRIPTION: financial services, insurance, investments, planning strategies all under this name clearwater wealth management. **BANWART FAMILY HOLDINGS, LLC POSITION: Partner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2026 ADDRESS: 1909 SE 7th St, Lees Summit MO 64063, United States DESCRIPTION: Purchasing condos for renting.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-09-24
  • S63 Uniform Securities Agent State Law Examination
    2018-09-24
Designations
Other Names
  • Josh Thomas Banwart

View on SEC IAPD

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