Richard Stephen Masley

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-03-15
TX	RA	APPROVED	2021-02-23
NJ	RA	APPROVED	2020-11-30

NY RA
APPROVED

Since 2022-03-15
TX RA
APPROVED

Since 2021-02-23
NJ RA
APPROVED

Since 2020-11-30

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2017	09/2020
University Of Connecticut	Storrs	CT	08/2013	05/2017
Unemployed	N/A	NY	05/2017	07/2017
University Of Connecticut	Storrs	CT	08/2014	05/2017
Morgan Stanley	Paramus	NJ	10/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	11/2020	Present

07/2017 → 09/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
08/2013 → 05/2017

University Of Connecticut

Storrs, CT
05/2017 → 07/2017

Unemployed

N/A, NY
08/2014 → 05/2017

University Of Connecticut

Storrs, CT
10/2020 → Present

Morgan Stanley

Paramus, NJ
11/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-25

S66 Uniform Combined State Law Examination

2020-11-25

Other Names

Richard Masley
Richard Stephen Masley
Richard S Masley

View on SEC IAPD

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