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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-29
  • OH RA
    APPROVED
    Since 2023-08-29

Branch Locations

3296 W Market Street, Fairlawn, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services, Llc Cleveland OH 11/2017 05/2019
Keybank Mentor OH 02/2016 05/2019
Keybank Mentor OH 05/2019 07/2020
Key Investment Services Cleveland OH 05/2019 07/2020
Keybank Mentor OH 07/2020 05/2022
Key Investment Services Cleveland OH 07/2020 05/2022
Key Investment Services Llc Brookllyn OH 05/2022 08/2023
Cetera Investment Services Llc St Cloud MN 08/2023 Present
Cetera Investment Advisers Llc Fairlawn OH 08/2023 Present
First National Bank Of Pa Fairlawn OH 08/2023 Present
  • 11/2017 → 05/2019
    Cleveland, OH
  • 02/2016 → 05/2019
    Keybank
    Mentor, OH
  • 05/2019 → 07/2020
    Keybank
    Mentor, OH
  • 05/2019 → 07/2020
    Key Investment Services
    Cleveland, OH
  • 07/2020 → 05/2022
    Keybank
    Mentor, OH
  • 07/2020 → 05/2022
    Key Investment Services
    Cleveland, OH
  • 05/2022 → 08/2023
    Brookllyn, OH
  • 08/2023 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2023 → Present
    Fairlawn, OH
  • 08/2023 → Present
    First National Bank Of Pa
    Fairlawn, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-07
S63 Uniform Securities Agent State Law Examination 2018-04-09
  • S66 Uniform Combined State Law Examination
    2020-07-07
  • S63 Uniform Securities Agent State Law Examination
    2018-04-09
Other Names
  • Emily Giel
  • Emily Grace Giel

View on SEC IAPD

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