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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 11/2017 | 07/2019 |
| Unemployed | Westport | CT | 07/2009 | 09/2017 |
| K&K Enterprises Usa Inc | Warren | NJ | 09/2017 | 11/2017 |
| Bank Of America, N.A. | Stamford | CT | 11/2017 | 07/2019 |
| Jp Morgan Chase Bank, N.A. | Long Island City | NY | 08/2019 | 06/2022 |
| Jp Morgan Securities Llc | Long Island City | NY | 08/2019 | 08/2022 |
| M&T Bank | Stamford | CT | 08/2022 | Present |
| Lpl Financial | Stamford | CT | 08/2022 | Present |
1-08/2022 / Financial Institution Duty / Investment Related / Stamford, CT 06905 2-08/2022 / M&T Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / Stamford, CT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
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