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Brian Joseph Corcoran

Rbc Capital Markets, LLC

Florham Park, NJ

East Hanover, NJ

CRD 6883575

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-30
NJ RA APPROVED 2019-06-12
  • TX RA
    APPROVED
    Since 2019-07-30
  • NJ RA
    APPROVED
    Since 2019-06-12

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

East Hanover, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montclair NJ 11/2017 06/2019
University Of Puget Sound Tacoma WA 09/2013 06/2017
Unemployed East Hanover NJ 06/2017 11/2017
Bank Of America, N.A. Montclair NJ 05/2018 06/2019
Rbc Capital Markets, Llc. Florham Park NJ 06/2019 Present
City National Bank Florham Park NJ 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2018-04-13
Other Names
  • Brian Corcoran

View on SEC IAPD

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