Eric Winston Iseley

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 12/2019
  Pruco Securities, Llc
  South Windsor, CT
• 06/2017 → 12/2023
  Uber
  Hartford, CT
• 01/2018 → 06/2018
  Northwestern Mutual
  West Hartford, CT
• 06/2017 → 12/2023
  Lyft
  Hartford, CT
• 08/2016 → 12/2016
  University Of Hartford
  West Hartford, CT
• 08/2016 → 05/2018
  University Of Hartford
  West Hartford, CT
• 08/2018 → 12/2019
  The Prudential Insurance Company Of America
  South Windsor, CT
• 06/2021 → 04/2022
  The Prudential Insurance Company Of America
  South Glastonbury, CT
• 06/2021 → 04/2022
  Prudential Investment Management Services Llc
  South Glastonbury, CT
• 01/2020 → 07/2021
  Tutor- Sole Proprietor
  Online, CT
• 04/2022 → 12/2023
  Gwfs Equities, Inc.
  Hartford, CT
• 01/2024 → Present
  Fisher Investments
  Plano, TX

Previous Registrations

• 2022-07-22 → 2023-12-08
  Empower Advisory Group, Llc
  South Glastonbury, CT
  Greenwood Village, CO
• 2020-01-07 → 2021-07-01
  Mml Investors Services, Llc
  Glastonbury, CT
• 2019-06-05 → 2019-12-11
  Pruco Securities, Llc.
  Shelton, CT
  Glastonbury, CT

Exams

• S66 Uniform Combined State Law Examination
  2019-04-23
• S63 Uniform Securities Agent State Law Examination
  2018-07-20

Designations

• Certified Financial Planner