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Current Employers
Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-01-29
  • CA RA
    APPROVED
    Since 2018-01-29

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Suite 1000 - 1499 St Paul Street, Kelowna, British Columbia V1Y 6P1 • Canada

Kelowna, Bc • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James (Usa) Ltd. Kelowna, British Columbia 11/2017 Present
Raymond James Ltd. Kelowna, British Columbia 03/2017 Present
Mylan (Formerly Abbott Laboratories) Etobicoke, Ontario 04/2004 09/2016
Unemployed Kelowna, British Columbia 10/2016 03/2017
  • 11/2017 → Present
    Kelowna, British Columbia
  • 03/2017 → Present
    Raymond James Ltd.
    Kelowna, British Columbia
  • 04/2004 → 09/2016
    Mylan (Formerly Abbott Laboratories)
    Etobicoke, Ontario
  • 10/2016 → 03/2017
    Unemployed
    Kelowna, British Columbia
Other Businesses

1) RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. TIFFANY WOODFIELD IS LOCATED AT 500-1726 DOLPHIN AVE, KELOWNA BRITISH COLUMBIA CANADA AND HAS BEEN EMPLOYED SINCE MARCH 2017. SHE IS A FULL TIME EMPLOYEE AND HER TITLE WITH RJL IS "Senior Financial Advisor, Associate Portfolio Manager". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES AND PORTFOLIO MANAGEMENT SERVICES. 2) RENTAL PROPERTY AUGUST 2016 3090 HOLLAND RD, KELOWNA, BRITISH COLUMBIA, CANADA. PART OWNER OF INVESTMENT PROPERTY(25%). DEVOTES 0.25 MIN PER MONTH TO OBA OUTSIDE TRADING/BUSINESS HOURS. ASSISTS IN MAKING DECISIONS ON TENANTS AND POTENTIAL CHANGES TO PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-29
  • S65 Uniform Investment Adviser Law Examination
    2018-01-29
Other Names
  • Tiffany Woodfield
  • Alexandra Woodfield

View on SEC IAPD

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