Joseph S Soranno

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → 07/2018
  Citigroup Global Markets Inc
  New York, NY
• 06/2009 → 07/2018
  Morgan Stanley Smith Barney
  New York, NY
• 01/2015 → 07/2018
  Morgan Stanley Private Bank, National Association
  New York, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  New York, NY
• 07/2018 → 03/2020
  Ameriprise Financial Services Inc
  New York, NY

Previous Registrations

• 2014-03-03 → 2018-07-09
  Morgan Stanley
  New York, NY
• 2004-03-09 → 2009-04-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

Real Estate Ownership; Single Family; 649 Bird Bay Drive West, , Venice, FL, 34292; Investment-Related; 02/15/2022. Board of Directors; 188 E 75th Street Owners Corp.; President and Director; 188 E 75th StNew York, NY 10021, ,; Not Investment-Related; 07/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-17
• S66 Uniform Combined State Law Examination
  2002-10-18

Other Names

• Joseph S Soranno
• Joseph Samuel Soranno
• Joseph Soranno