Colt Miles

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 08/2018
  Axa Advisors Llc
  Newyork, NY
• 01/2016 → 01/2019
  Umbc Facilities Management
  Baltimore, MD
• 01/2016 → 12/2018
  Full Time Education
  Baltimore, MD
• 03/2019 → 09/2019
  Axa Advisors Llc
  New York, NY
• 10/2019 → 04/2026
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → 04/2026
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2026 → Present
  Charles Schwab & Co., Inc.
  Colorado Springs, CO

Previous Registrations

• 2019-10-01 → 2026-05-05
  Cambridge Investment Research Advisors, Inc.
  Columbia, MD
  Colorado Springs, CO

Exams

• S66 Uniform Combined State Law Examination
  2019-08-26

Other Names

• Colt Robert Miles
• Colt Miles