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David H Huther

LPl Financial LLC

Fort Mill, SC

CRD 6882685

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-01-11
NC RA APPROVED 2024-01-10
TX RA APPROVED 2024-01-10
  • SC RA
    APPROVED
    Since 2024-01-11
  • NC RA
    APPROVED
    Since 2024-01-10
  • TX RA
    APPROVED
    Since 2024-01-10

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cardinal Financial Charlotte NC 10/2017 12/2017
Fedex Charlotte NC 10/2017 12/2017
Wells Fargo Home Mortgage Charlotte NC 03/2016 10/2017
Ubs Financial Services Charlotte NC 12/2017 12/2018
Pnc Investments Llc Charlotte NC 03/2019 03/2021
Fidelity Investments Jacksonville FL 03/2021 11/2021
Wells Fargo Clearing Services Llc Charlotte NC 11/2021 12/2023
Lpl Financial Llc Fort Mill SC 12/2023 Present
  • 10/2017 → 12/2017
    Cardinal Financial
    Charlotte, NC
  • 10/2017 → 12/2017
    Fedex
    Charlotte, NC
  • 03/2016 → 10/2017
    Wells Fargo Home Mortgage
    Charlotte, NC
  • 12/2017 → 12/2018
    Ubs Financial Services
    Charlotte, NC
  • 03/2019 → 03/2021
    Pnc Investments Llc
    Charlotte, NC
  • 03/2021 → 11/2021
    Fidelity Investments
    Jacksonville, FL
  • 11/2021 → 12/2023
    Charlotte, NC
  • 12/2023 → Present
    Fort Mill, SC
Previous Registrations
Other Businesses

1. 07/15/2025 - Huther Homes - Real Estate Rental - Home Based - Not Inv Rel - Start date: 06/30/2025 - 1Hr/mnth 0hr during Trading 2. 07/15/2025 - Huther Homes - Real Estate Rental - Home Based - Inv Rel - Start date: 06/30/2025 - 1Hr/mnth 0hr during Trading 3. 10/28/2025 - Huther Homes LLC - Real Estate Rental - Investment Related - Charlotte, NC - Start Date 01/01/2026 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-13
  • S66 Uniform Combined State Law Examination
    2018-03-13
Other Names
  • David Huther
  • David Henry-Benno Huther
  • David Henry Benno Huther

View on SEC IAPD

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