Sandra Nies

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 03/2018
  Bmo Harris Financial Advisors
  Barrington, IL
• 11/2015 → 11/2017
  Bmo Harris Bank
  Chicago, IL
• 03/2018 → 06/2021
  River Street Advisors
  Aurora, IL
• 03/2018 → 06/2021
  Old Second National Bank
  Aurora, IL
• 08/2021 → 11/2022
  Guardian Life Insurance
  Chicago, IL
• 09/2021 → 11/2022
  Park Avenue Investment Advisory
  Chicago, IL
• 06/2021 → 11/2022
  Park Avenue Securities
  Chicago, IL
• 11/2022 → 05/2023
  Huntington National Bank
  Palatine, IL
• 12/2022 → 05/2023
  The Huntington Investemnet Company
  Columbus, OH
• 05/2023 → 03/2024
  The Huntington Investment Company
  Columbus, OH
• 05/2023 → 03/2024
  Huntington National Bank
  Palatine, IL
• 04/2024 → Present
  Fifth Third Securities
  Crystal Lake, IL
• 04/2024 → Present
  Fifth Third Bank
  Crystal Lake, IL

Previous Registrations

• 2023-02-07 → 2024-03-21
  The Huntington Investment Company
  Palatine, IL
• 2021-09-14 → 2022-11-08
  Guardian Wealth Partners, Llc
  Chicago, IL
• 2018-05-14 → 2021-06-09
  River Street Advisors, Llc
  Aurora, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-03-16
• S65 Uniform Investment Adviser Law Examination
  2018-05-14

Other Names

• Sandy Nies
• Sandra Nies
• Sandra Anne Nies
• Sandra Kessler
• Sandra Anne Kessler
• Sandra A Nies