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Christopher Milner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Jose, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-18
CA RA APPROVED 2018-11-08
  • TX RA
    APPROVED
    Since 2020-05-18
  • CA RA
    APPROVED
    Since 2018-11-08

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2017 05/2018
Northwestern Mutual Investment Services Llc Sacramento CA 11/2017 05/2018
Target Reno NV 06/2017 03/2018
The Associated Student Of The University Of Nevada Reno NV 09/2016 06/2017
University Of Nevada Reno Reno NV 08/2014 05/2018
Merrill Lynch,Pierce,Fenner,And Smith Inc, San Jose CA 06/2018 Present
Bank Of America, N.A. San Jose CA 07/2018 Present
  • 11/2017 → 05/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2017 → 05/2018
    Northwestern Mutual Investment Services Llc
    Sacramento, CA
  • 06/2017 → 03/2018
    Target
    Reno, NV
  • 09/2016 → 06/2017
    The Associated Student Of The University Of Nevada
    Reno, NV
  • 08/2014 → 05/2018
    University Of Nevada Reno
    Reno, NV
  • 06/2018 → Present
    Merrill Lynch,Pierce,Fenner,And Smith Inc,
    San Jose, CA
  • 07/2018 → Present
    Bank Of America, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
  • S66 Uniform Combined State Law Examination
    2018-11-07
Other Names
  • Christopher Milner

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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