Ravi Ganjoo

Employer firm

Rg Capital Management, LLC CRD 134729

$19.1M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Rg Capital Management, Llc

Danville, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Danville, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rg Capital Management Llc	San Ramon	CA	01/2004	Present

01/2004 → Present

Rg Capital Management Llc

San Ramon, CA

Previous Registrations

2001-01-03 → 2004-04-30

Citigroup Global Markets Inc.

Pleasanton, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-24
S63	Uniform Securities Agent State Law Examination	1999-09-02

S65 Uniform Investment Adviser Law Examination

2020-09-24
S63 Uniform Securities Agent State Law Examination

1999-09-02

View on SEC IAPD