Nipun Chauhan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 06/2018 → 06/2019
  Satori Energy
  Chicago, IL
• 08/2014 → 08/2018
  Lake Forest College
  Lake Forest, IL
• 01/2018 → 07/2018
  Morgan Stanley
  Lake Forest, IL
• 01/2017 → 08/2017
  Satori Energy
  Chicago, IL
• 08/2019 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*132751 For profit or not for profit: Non-Profit Organization Name of outside business organization: American Cancer Society Investment related: N Address of business: Chicago, Illinois 60601 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 8/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Volunteer - Associate Board of Ambassadors at the American Cancer Society. My responsibilities include raising awareness for cancer research and to participate in fundraising activities to help the Board reach their fundraising goals.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-18