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Harold Wayne Ballard

Pfs Investments Inc.

Charlotte, NC

Indian Trail, NC

CRD 6882184

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
NC RA APPROVED 2023-06-27
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • NC RA
    APPROVED
    Since 2023-06-27

Branch Locations

615 S College St Office #08-109, Charlotte, NC 28202 • United States

Indian Trail, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investment Inc. Charlotte NC 02/2018 Present
Primerica Financial Services Charlotte NC 08/2017 Present
Golds Gym Knoxville TN 08/2013 08/2017
Golds Gym Charlotte NC 08/2017 03/2023
Carson-Newman University Jefferson City TN 08/2002 08/2017
Cornwell Center Charlotte NC 03/2018 06/2021
Charlotte Christian College & Theological Seminary Charlotte NC 06/2021 12/2025
Charlotte Christian College Charlotte NC 04/2024 05/2025
  • 02/2018 → Present
    Pfs Investment Inc.
    Charlotte, NC
  • 08/2017 → Present
    Primerica Financial Services
    Charlotte, NC
  • 08/2013 → 08/2017
    Golds Gym
    Knoxville, TN
  • 08/2017 → 03/2023
    Golds Gym
    Charlotte, NC
  • 08/2002 → 08/2017
    Carson-Newman University
    Jefferson City, TN
  • 03/2018 → 06/2021
    Cornwell Center
    Charlotte, NC
  • 06/2021 → 12/2025
    Charlotte Christian College & Theological Seminary
    Charlotte, NC
  • 04/2024 → 05/2025
    Charlotte Christian College
    Charlotte, NC
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Yom Tov Enterprises, LLC, Partnership, Not Investment Related, Charlotte, NC 28216, 5/2024 to Present, Spends 1 Hour Per Month (0 During Securities Trading Hours). Celebrating Grace, Writer (1099), 01/2026 to Present, Write periodic Sunday School Lessons, Macon, GA 31210, Non-investment related, 4 Hours Per Month (0 Hours Per Month During Securities Trading Hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-15
S63 Uniform Securities Agent State Law Examination 2018-03-13
  • S65 Uniform Investment Adviser Law Examination
    2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2018-03-13
Other Names
  • Harold Wayne Ballard
  • Harold Wayne Ballard

View on SEC IAPD

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