Vinh Ma

Employer firm

Regal Investment Advisors LLC CRD 125004

$2.88B regulatory AUM 61 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 02/2025
  Edward Jones
  St Louis, MO
• 03/2025 → Present
  Regulus Financial Group, Llc
  Kentwood, MI
• 03/2025 → Present
  Regal Investment Advisors, Llc
  Kentwood, MI

Previous Registrations

• 2016-12-16 → 2025-03-31
  Edward Jones
  Grand Rapids, MI
  Wyoming, MI
  Wyoming, MI
  St Louis, MO
  Grand Rapids, MI

Other Businesses

Business Name: Ma Family Business LLC DBA Third Wave Financial - Investment Related: Yes - Address: 146 Monroe Center NW, Ste 1100, Grand Rapids, MI 49503 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Registered Representative/Investment Advisor Representative/Insurance Agent - Start Date: 2/28/2025 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams

• S66 Uniform Combined State Law Examination
  2016-10-17
• S63 Uniform Securities Agent State Law Examination
  1999-10-26

Designations

• Certified Financial Planner

Other Names

• Vinh Hong Ma