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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-10-21
  • MO RA
    APPROVED
    Since 2020-10-21

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, C2, Jacksonville, FL 32258 • United States

Shiloh, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 11/2017 08/2020
Shipt O'FAllon IL 09/2017 Present
Amazon O'FAllon IL 04/2017 09/2017
Cardinal Glennon Children's Hospital St. Louis MO 03/2016 04/2017
Citigroup Ofallon MO 08/2020 Present
Ssm Health St. Louis MO 03/2016 04/2017
  • 11/2017 → 08/2020
    Td Ameritrade
    St. Louis, MO
  • 09/2017 → Present
    Shipt
    O'FAllon, IL
  • 04/2017 → 09/2017
    Amazon
    O'FAllon, IL
  • 03/2016 → 04/2017
    Cardinal Glennon Children's Hospital
    St. Louis, MO
  • 08/2020 → Present
    Citigroup
    Ofallon, MO
  • 03/2016 → 04/2017
    Ssm Health
    St. Louis, MO
Previous Registrations
  • 2019-01-29 → 2020-08-25
    Td Ameritrade, Inc.
    St. Louis, MO
  • 2019-01-29 → 2020-06-11
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Other Businesses

Name: Instacart, Role: Instacart Shopper, Type: Other, Start Date: 05/28/2020, Investment Related?: No, Address: 50 Beale St, #600, San Francisco, CA 94105, Number of Hours/Mo: 15, Duties: I will handpick the items to deliver from local grocery stores and deliver them as an independent contractor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-28
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S66 Uniform Combined State Law Examination
    2019-01-28
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • Jasmine Jenay Adams

View on SEC IAPD

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