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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-07 |
Branch Locations
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
30 East 7Th Street Suite 260, St. Paul, MN 55101 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-07-07 |
Branch Locations
30 East 7Th Street Suite 260, St. Paul, MN 55101 • United States
717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 11/2017 | 12/2022 |
| Wells Fargo Bank, N.A. | Eagan | MN | 02/2017 | 11/2017 |
| Tcf Bank | Minneapolis | MN | 07/2014 | 11/2017 |
| Hilltop Securities, Inc. | St. Paul | MN | 12/2022 | Present |
| Momentum Independent Network Inc. | St. Paul | MN | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-09 |
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