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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-02-15 |
| TX | RA | APPROVED | 2023-02-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Fresno | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Fresno | CA | 09/2022 | Present |
RENTAL PROPERTY, INV RELATED, BASS LAKE, CA, 100% OWNERSHIP, START 10/15/2020 , ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING.; CHARDONNAY CHALET LLC, INV RELATED, CLOVIS, CA, 100% OWNERSHIP, START 5/24/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.; SWEENEY FINANCIAL, INV RELATED, CLOVIS, CA, 100% OWNERSHIP, START: 5/11/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-09 |
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