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Margaret Grace Arnett Petersen

Fifth Third Securities, Inc.

Amelia, OH

Cincinnati, OH

CRD 6881352

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-10-17
  • OH RA
    APPROVED
    Since 2019-10-17

Branch Locations

Amelia, OH • United States

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 11/2017 Present
Ymca Of Greater Cincinnati Cincinnati OH 05/2008 11/2017
Fifth Third Securities Cincinnati OH 07/2019 Present
  • 11/2017 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 05/2008 → 11/2017
    Ymca Of Greater Cincinnati
    Cincinnati, OH
  • 07/2019 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-24
S63 Uniform Securities Agent State Law Examination 2020-02-18
  • S66 Uniform Combined State Law Examination
    2020-07-24
  • S63 Uniform Securities Agent State Law Examination
    2020-02-18
Other Names
  • Margaret Grace Arnett
  • Margaret Grace Arnett Gepford
  • Grace Gepford
  • Margaret G Gepford
  • Margaret G Petersen

View on SEC IAPD

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