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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Integrity Bank & Trust | Monument | CO | 01/2017 | 11/2017 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 11/2017 | Present |
| Unemployed | Navarre | FL | 12/2015 | 10/2016 |
| Unemployed | Parker | CO | 10/2016 | 01/2017 |
| Charles Schwab Bank | Lone Tree | CO | 06/2019 | 05/2021 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 05/2022 | Present |
| Schwab Private Client Investment Advisory, Inc. | Lone Tree | CO | 05/2021 | 05/2022 |
Lee's Rhineland Bakery|Investment Related:No|Food/Beverage Production|Owner|2024-08-02|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Baking breads and pastries and selling at weekend Farmers Markets
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-08 |
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