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Gregory W Hohenstein

Ubs Financial Services Inc.

Chicago, IL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-19
  • IL RA
    APPROVED
    Since 2022-04-19

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bowling Green State University - Department Of Economics Bowling Green OH 01/2017 05/2017
Bowling Green State University Bowling Green OH 08/2012 06/2017
Innovator Capital Management, Llc Wheaton IL 11/2017 02/2022
Foreside Fund Services, Llc Wheaton IL 11/2017 02/2022
Ubs Financial Services Inc Chicago IL 03/2022 Present
Unemployed Wheaton IL 06/2017 10/2017
  • 01/2017 → 05/2017
    Bowling Green State University - Department Of Economics
    Bowling Green, OH
  • 08/2012 → 06/2017
    Bowling Green State University
    Bowling Green, OH
  • 11/2017 → 02/2022
    Innovator Capital Management, Llc
    Wheaton, IL
  • 11/2017 → 02/2022
    Foreside Fund Services, Llc
    Wheaton, IL
  • 03/2022 → Present
    Ubs Financial Services Inc
    Chicago, IL
  • 06/2017 → 10/2017
    Unemployed
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-19
S63 Uniform Securities Agent State Law Examination 2017-11-08
  • S66 Uniform Combined State Law Examination
    2022-04-19
  • S63 Uniform Securities Agent State Law Examination
    2017-11-08
Other Names
  • Gregory W Hohenstein
  • Gregory William Hohenstein

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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