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James Gainer Frain

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-22
FL RA APPROVED 2018-03-13
  • TX RA
    APPROVED
    Since 2019-08-22
  • FL RA
    APPROVED
    Since 2018-03-13

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2017 Present
University Of Central Florida Orlando FL 05/2013 08/2017
Oakhurst Car Wash Seminole FL 04/2011 11/2017
Bank Of America, N. A. Jacksonville FL 08/2019 Present
  • 11/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jacksonville, FL
  • 05/2013 → 08/2017
    University Of Central Florida
    Orlando, FL
  • 04/2011 → 11/2017
    Oakhurst Car Wash
    Seminole, FL
  • 08/2019 → Present
    Bank Of America, N. A.
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-08
  • S66 Uniform Combined State Law Examination
    2018-03-08
Other Names
  • Gainer Frain
  • James Frain

View on SEC IAPD

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Other Offices

LPL ENTERPRISE, LLC · JACKSONVILLE, FL
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SANCHEZ WEALTH MANAGEMENT GROUP, LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
LPL FINANCIAL LLC · JACKSONVILLE, FL
J.P. MORGAN SECURITIES LLC · Jacksonville, FL
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