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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
NY RA APPROVED 2023-11-15
  • TX RA
    APPROVED
    Since 2023-11-29
  • NY RA
    APPROVED
    Since 2023-11-15

Branch Locations

50 Fountain Plz, Buffalo, NY 14202 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Buffalo NY 11/2017 Present
Emerge Capital Management Buffalo NY 03/2017 11/2017
Aea Investors New York NY 11/2016 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 04/2015 11/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13
Other Names
  • Jennifer Kathleen Griffin
  • Jennifer Griffin

View on SEC IAPD

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