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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 11/2017 | Present |
| Cvs Health | Woonsocket | RI | 09/2015 | 11/2017 |
I*2389325, Entity Type: , Name of OBA: K M, Address: Warwick, Rhode Island, 02888, Investment Related: N, Position, Title, Association: Guardianship, Employee State Date: 01-Mar-2024, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3663273 Entity Type: Entity For Profit Name of OBA: Sing Your Truth Music Address: N. Smithfield, Rhode Island Investment Related: No Position, Title, Association: Other Employee Start Date: 02/13/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: To create and share positive music online that we create with various tools. Ad revenue may become a source of income but not determined yet and not currently monetizing. Assisting with music creation, goal setting, and finances as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-09 |
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