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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2018-02-12
  • RI RA
    APPROVED
    Since 2018-02-12

Branch Locations

3400 Pawtucket Ave, Riverside, RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 11/2017 Present
Cvs Health Woonsocket RI 09/2015 11/2017
Other Businesses

I*2389325, Entity Type: , Name of OBA: K M, Address: Warwick, Rhode Island, 02888, Investment Related: N, Position, Title, Association: Guardianship, Employee State Date: 01-Mar-2024, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3663273 Entity Type: Entity For Profit Name of OBA: Sing Your Truth Music Address: N. Smithfield, Rhode Island Investment Related: No Position, Title, Association: Other Employee Start Date: 02/13/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: To create and share positive music online that we create with various tools. Ad revenue may become a source of income but not determined yet and not currently monetizing. Assisting with music creation, goal setting, and finances as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • Jameson Maloney

View on SEC IAPD

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