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5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-18 |
Branch Locations
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stratifi Health | Plano | TX | 05/2017 | 08/2017 |
| Ouachita Baptist University | Arkadelphia | AR | 08/2014 | 05/2018 |
| Unemployed | Frisco | TX | 05/2018 | 08/2018 |
| 49 Financial Dba Axa Advisors, Llc | New York | NY | 08/2018 | 12/2019 |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 01/2020 | 06/2020 |
| Unemployed | Dallas | TX | 07/2020 | 08/2020 |
| Fidelity Investments | Westlake | TX | 08/2020 | 03/2025 |
| 49 Financial Dba Pursche Kaplan Sterling | New York | NY | 01/2020 | 06/2020 |
| Guidestone Financial Resources | Dallas | TX | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-10 |
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