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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-12 |
| NY | RA | APPROVED | 2022-11-16 |
Branch Locations
495 Elmwood Ave, Buffalo, NY 14222 • United States
600 Dick Rd, Depew, NY 14043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Orchard Park | NY | 11/2017 | 09/2022 |
| Cawley & Bergmann | Buffalo | NY | 07/2012 | 10/2016 |
| National Income Life Insurance Co | Williamsville | NY | 11/2016 | 06/2017 |
| Unemployed | Hamburg | NY | 06/2017 | 10/2017 |
| Prudential Insurance Company Of America | Orchard Park | NY | 12/2017 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 09/2022 | Present |
| Bank Of America, N.A. | Buffalo | NY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-28 |
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