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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-12 |
| NC | RA | APPROVED | 2022-07-22 |
| IL | RA | APPROVED | 2022-05-06 |
Branch Locations
739 W Madison St, Chicago, IL 60661 • United States
150 N Michigan Ave, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Lagrange | IL | 06/2016 | 09/2016 |
| Jp Morgan Securitites Llc | Chicago | IL | 11/2017 | 04/2022 |
| Jp Morgan Chase Bank | Chicago | IL | 09/2016 | 04/2022 |
| Jp Morgan Securitites Llc | Chicago | IL | 04/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-16 |
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