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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-25
TX RA APPROVED 2025-06-25
  • CA RA
    APPROVED
    Since 2025-06-25
  • TX RA
    APPROVED
    Since 2025-06-25

Branch Locations

3057 Stevens Creek Blvd, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Santa Clara CA 10/2017 Present
Unemployed Suzhou 01/2017 03/2017
Creditease Suzhou 09/2016 12/2016
J.P. Morgan Securities Llc Santa Clara CA 11/2017 Present
Unemployed San Mateo CA 04/2017 09/2017
  • 10/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Santa Clara, CA
  • 01/2017 → 03/2017
    Unemployed
    Suzhou
  • 09/2016 → 12/2016
    Creditease
    Suzhou
  • 11/2017 → Present
    Santa Clara, CA
  • 04/2017 → 09/2017
    Unemployed
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-25
S63 Uniform Securities Agent State Law Examination 2017-12-27
  • S66 Uniform Combined State Law Examination
    2025-06-25
  • S63 Uniform Securities Agent State Law Examination
    2017-12-27
Other Names
  • Kate Zhang

View on SEC IAPD

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