Joseph Galloway

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 09/2020
  Td Ameritrade
  St. Louis, MO
• 09/2017 → 09/2017
  Verizon Wireless
  Fenton, MO
• 06/2017 → 09/2017
  Mohela
  Chesterfield, MO
• 01/2017 → 06/2017
  Us Bank
  Olivette, MO
• 05/2016 → 10/2016
  Yp Holdings
  Maryland Heights, MO
• 01/2021 → 03/2021
  Wells Fargo Advisors
  Saint Louis, MO
• 04/2021 → Present
  Citigroup
  O'fAllon, MO
• 11/2020 → 12/2020
  K Force
  Saint Louis, MO

Previous Registrations

• 2019-03-06 → 2020-09-17
  Td Ameritrade, Inc.
  St. Louis, MO
• 2019-03-06 → 2020-09-17
  Td Ameritrade Investment Management, Llc
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2019-03-05
• S63 Uniform Securities Agent State Law Examination
  2018-01-11

Other Names

• Joseph Norman Galloway