John Oliverio

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 04/2019
  Td Ameritrade
  St Louis, MO
• 10/2015 → 11/2017
  Commerce Bank
  Chesterfield, MO
• 07/2019 → 11/2022
  Morgan Stanley
  Mclean, VA
• 11/2022 → Present
  Rbc Capital Markets, Llc
  Chevy Chase, MD

Previous Registrations

• 2019-09-30 → 2022-11-29
  Morgan Stanley
  Mclean, VA

Other Businesses

NAME OF ENTITY: Townhouse for rent in our name ADDRESS: 2627 Osprey Way, Frederick, MD 21701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Townhouse for rent START DATE: 09/01/23 CAPACITY: Owner - Active DUTIES: Landlord for home HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2019-09-30
• S63 Uniform Securities Agent State Law Examination
  2018-01-11

Other Names

• John Louis Oliverio