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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-17 |
| MD | RA | APPROVED | 2022-11-21 |
Branch Locations
5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States
Rockville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St Louis | MO | 11/2017 | 04/2019 |
| Commerce Bank | Chesterfield | MO | 10/2015 | 11/2017 |
| Morgan Stanley | Mclean | VA | 07/2019 | 11/2022 |
| Rbc Capital Markets, Llc | Chevy Chase | MD | 11/2022 | Present |
NAME OF ENTITY: Townhouse for rent in our name ADDRESS: 2627 Osprey Way, Frederick, MD 21701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Townhouse for rent START DATE: 09/01/23 CAPACITY: Owner - Active DUTIES: Landlord for home HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-11 |
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