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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-22
CA RA APPROVED 2018-02-26
  • TX RA
    APPROVED_RES
    Since 2018-03-22
  • CA RA
    APPROVED
    Since 2018-02-26

Branch Locations

2900 El Camino Real, Santa Clara, CA 95051 • United States

1245 Lincoln Ave, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 03/2011 Present
Bank Of America, N.A. San Jose CA 03/2011 Present
Other Businesses

I*122573 For profit or not for profit: For-Profit Organization Name of outside business organization: instacart Investment related: N Address of business: san francisco, California 94105 Nature of business: Corporation, Position, title, association: Part-Time, Start date of relationship: 4/20/2019 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I would be merely doing mobile food delivery services in my spare time on the weekend. Clients request certain groceries and I would fulfill the orders. I would be doing this on the weekend.. I*432232, Entity Type: Entity Charitable, Name of OBA: In Home Support Services, Address: San Jose, California 95110, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 06/15/2021, No Hours: 40, No Hours during trading: 0, Duties: I will be caring for my mother who contracted covid19 and became very weak and in need of assistance after recovery. My mother will live with me and I will be her primary care giver, providing her meals and take care of all of her domestic needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-22
  • S66 Uniform Combined State Law Examination
    2018-02-22
Other Names
  • Andrew Jimenez

View on SEC IAPD

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