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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-05
  • TN RA
    APPROVED
    Since 2024-11-05

Branch Locations

Smyrna, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Rowe Price Colorado Springs CO 11/2017 03/2022
Ford Motor Credit Company Colorado Springs CO 03/2017 11/2017
Unemployed Fort Riley KS 08/2015 03/2017
Gwfs Equities, Inc Greenwood Village CO 03/2022 Present
Advised Assets Group, Llc Greenwood Village CO 03/2022 Present
  • 11/2017 → 03/2022
    T Rowe Price
    Colorado Springs, CO
  • 03/2017 → 11/2017
    Ford Motor Credit Company
    Colorado Springs, CO
  • 08/2015 → 03/2017
    Unemployed
    Fort Riley, KS
  • 03/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Wings of Eagles / Pilot, Trainer. Aviation Training. Assist with plane transports and schedule optimization. 40 hours per month; 0 hours during normal business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-19
S63 Uniform Securities Agent State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2019-03-19
  • S63 Uniform Securities Agent State Law Examination
    2018-01-31
Other Names
  • Cera Ashley Brown
  • Cera Ashley Osborne

View on SEC IAPD

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