Kathryn Marie Baness

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2017
  Unemployed
  Unemployed, IL
• 01/2017 → 07/2017
  Aon Hewitt
  Lincolnshire, IL
• 02/2016 → 01/2017
  Walgreens Co
  Deerfield, IL
• 11/2017 → 10/2019
  Northwestern Mutual Investment Services Llc
  Deerfield, IL
• 11/2019 → 10/2022
  Morgan Stanley
  Deerfield, IL
• 10/2022 → 07/2024
  Wells Fargo Advisors Financial Network, Llc
  Lake Forest, IL
• 07/2024 → Present
  Lpl Financial
  Downers Grove, IL
• 07/2026 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 07/2026 → Present
  Thrivent Financial
  Appleton , WI

Previous Registrations

• 2024-07-23 → 2026-07-30
  Lpl Financial Llc
  Grayslake, IL
  Downers Grove, IL
  Downers Grove, IL
• 2022-10-31 → 2024-07-25
  Wells Fargo Advisors Financial Network, Llc
  Lake Forest, IL
• 2020-01-13 → 2022-10-13
  Morgan Stanley
  Lake Forest, IL
  Deerfield, IL

Exams

• S66 Uniform Combined State Law Examination
  2020-01-13

Other Names

• Kathryn Lewie
• Kate Lewie
• Kathryn Marie Lewie
• Kathryn Marie Baness
• Kathryn Baness