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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-18 |
| TX | RA | APPROVED | 2005-01-11 |
| NH | RA | APPROVED | 2004-07-12 |
Branch Locations
100 Federal St, Boston, MA 02110 • United States
Brookline, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 01/2000 | Present |
| Bank Of America, N.A. | Boston | MA | 12/2009 | Present |
I*872311,For profit, Name: Rental Property 1,Investment related: N,Address:Ormond Beach, FL ,Co-owner with other family members,Start date: 6/27/2022,hours : 3 hour(s) Monthly,I*9232,Entity type,Name Rental Property,Investment related: Address,Northbridge, Ma 01534,Position: Start date: 1/30/2020 hours: 1 hour hours during trading hours: 0I*129023, For-ProfitName : Rental PropertyInvestment related: YAddress:Flagler Beach, FL Nature of business: LLCLimited Partner Start date : 5/27/04 hours: 1 Monthly, hours during trading hours: 0 Duties: solely own the property I*47888 FOR PROFIT, NAME: J S, INVESTMENT RELATED: N, ADDRESS: FLAGLER BEACH, FL, NATURE OF BUSINESS: OTHER, POSITION: OWNER, START DATE OF RELATIONSHIP: 5/27/04NUMBER OF HOURS : 5 HOUR(S) YEARNUMBER OF HOURS DURING TRADING HOURS: 0DUTIES: PAY BILLS, COLLECT RENT. COORDINATE WORK TO TAKE CARE OF THE PROPERTY.(3)FOR-PROFIT NAME : ACTING AS EXECUTOR IN THE ESTATE OF A FAMILY MEMBEINVESTMENT RELATED: YADDRESS OF BUSINESS: BROOKLINE, MA 2445NATURE OF BUSINESS: TRUST FIDUCIARY ROLE: YFIDUCIARY ROLE FOR FAMILY?: Y, FATHER'S ESTATEFIDUCIARY DETAILS: FATHER'S SELECTED MEPOSITION: , EXECUTORPOSITION DUTIES: ACTING AS EXECUTOR IN THE ESTATE OF A FAMILIY MEMBERSTART DATE OF RELATIONSHIP: 1/1/12NUMBER OF HOURS: 20 MONTHLYNUMBER OF HOURS DURING TRADING HOURS: 0DUTIES:(4) FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: THE SHERMAN A SILVERMAN ESTATEINVESTMENT RELATED: NLAGUNA NIGUEL, CA 92677NATURE OF BUSINESS: OTHER ESTATEFIDUCIARY ROLE: YFIDUCIARY ROLE FOR FAMILY?: Y, FATHERFIDUCIARY DETAILS: MY FATHER SELECTED ME AS HIS EXECUTOR.EXECUTORPOSITION DUTIES: EXECUTOR OF MY FATHER'S ESTATE. 1/1/12NUMBER OF HOURS DEVOTED: 100 ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES:I*9231 Entity type: Rental PropertyInvestment related: Ormond Beach, Fl 32176Nature of business: ,Position: , 1/26/17Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:I*9230For profit or not for profit: RentalInvestment related: Ormond Beach, Fl 32176Nature of business: ,Position: , 2/27/19Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:I*130742For-Profit Organization Rockefeller, LLCInvestment related: YBrookline, Massachusetts 0Other, Member of the LLC12/24/19Number of hours devoted: 0 hour(s) YEARNumber of hours devoted during trading hours: 0Single property LLC, holding a 3 unit, multi family rental property. I have no direct responsibiliites, I am a member of the LLC. My wife is the manager of the LLC and property.I*134409 For-Profit Organization Name: North Daytona, LLC Investment related: Y Address: Brookline, Ma 02445 Nature of business: LLC, Position: Owner, Start date: 1/18/20 hours devoted: 0 hour(s) YEAR, hours devoted during trading hours: 0Duties: Single property LLC, holding one single family residence. I do not have direct responsibilties as a member of the LLC. My wife is the manager of the LLC and handles the daily operations.I* 1839263 Entity type:Name: Rental Property 2 Investment related: no Address: Miami, FL, 33131 Position: Co-owner with other family members Start date: 05/23/2024 hours devoted: 2 monthly hours devoted during trading hours: 0Duties:I*2707279, Entity Type: , Name: Rental Property 3, Address: New York, New York, 10128, Investment Related: N, Position: Co-owner with other family members, Employee State Date: 10/31/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:I*3599283Name: L B S EstateAddress: Brunswick, MEInvestment Related: NoPosition: ExecutorStart Date: 01/01/2026Hours: 3, WeeklyHours during trading: 1, WeeklyDuties: Siblings I*4182272, Entity Type: , Name: J L S EXEC M R S EXEC MR W M S EXEC , Address: Brookline, Massachusetts, 02445, Investment Related: N, Position: Executor, Start Date: 12/29/2025, Hours: 3 Wkly, Hours during Trading: 1 Wkly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-08 |
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