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Celena S Pawling

Charles Schwab & Co., Inc.

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-11
  • NE RA
    APPROVED
    Since 2022-10-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 07/2018 06/2024
Aerotek Omaha NE 11/2017 07/2018
Progressive Protien Omaha NE 10/2017 01/2018
Catering Creations Omaha NE 04/2017 11/2017
Tierpoint Bellevue NE 04/2016 04/2017
Charles Schwab & Co. Omaha NE 10/2022 Present
  • 07/2018 → 06/2024
    Td Ameritrade
    Omaha, NE
  • 11/2017 → 07/2018
    Aerotek
    Omaha, NE
  • 10/2017 → 01/2018
    Progressive Protien
    Omaha, NE
  • 04/2017 → 11/2017
    Catering Creations
    Omaha, NE
  • 04/2016 → 04/2017
    Tierpoint
    Bellevue, NE
  • 10/2022 → Present
    Charles Schwab & Co.
    Omaha, NE
Previous Registrations
  • 2019-01-04 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2018-12-26 → 2020-09-15
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-22
S63 Uniform Securities Agent State Law Examination 2018-09-10
  • S66 Uniform Combined State Law Examination
    2018-12-22
  • S63 Uniform Securities Agent State Law Examination
    2018-09-10
Other Names
  • Celena Sierra Adams
  • Celena Sierra Urias

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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