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Mark A Connors

Commonwealth Financial Network

Waltham, MA

Attleboro, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-03-14
  • MA RA
    APPROVED
    Since 2011-03-14

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Attleboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services Waltham MA 02/1998 Present
Commonwealth Equity Services, Inc. Waltham MA 01/1999 Present
  • 02/1998 → Present
    Commonwealth Equity Services
    Waltham, MA
  • 01/1999 → Present
    Commonwealth Equity Services, Inc.
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-01
S63 Uniform Securities Agent State Law Examination 1999-11-08
  • S65 Uniform Investment Adviser Law Examination
    2008-04-01
  • S63 Uniform Securities Agent State Law Examination
    1999-11-08
Other Names
  • Mark Connors

View on SEC IAPD

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