Dave Anthony Boothe

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2026-05-12
CA	RA	APPROVED	2026-05-11
TX	RA	APPROVED	2026-05-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Las Vegas	NV	05/2018	11/2019
Northwestern Mutual	Las Vegas	NV	10/2017	05/2018
Unlv Campus Life Business Office	Las Vegas	NV	02/2017	12/2017
University Of Nevada Las Vegas	Las Vegas	NV	05/2014	07/2017
University Of Nevada - Las Vegas	Las Vegas	NV	08/2013	05/2018
Charles Schwab And Co., Inc.	Las Vegas	NV	12/2019	10/2022
Tiaa-Cref Individual & Institutional Services, Llc	Las Vegas	NV	11/2022	04/2026
Tiaa-Cref Individual & Institutional Services, Llc	Las Vegas	NV	11/2022	04/2026
Falcon Wealth Planning, Inc.	Ontario	CA	05/2026	Present

05/2018 → 11/2019

Ameriprise Financial Services, Inc.

Las Vegas, NV
10/2017 → 05/2018

Northwestern Mutual

Las Vegas, NV
02/2017 → 12/2017

Unlv Campus Life Business Office

Las Vegas, NV
05/2014 → 07/2017

University Of Nevada Las Vegas

Las Vegas, NV
08/2013 → 05/2018

University Of Nevada - Las Vegas

Las Vegas, NV
12/2019 → 10/2022

Charles Schwab And Co., Inc.

Las Vegas, NV
11/2022 → 04/2026

Tiaa-Cref Individual & Institutional Services, Llc

Las Vegas, NV
11/2022 → 04/2026

Tiaa-Cref Individual & Institutional Services, Llc

Las Vegas, NV
05/2026 → Present

Falcon Wealth Planning, Inc.

Ontario, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-01

Other Firms