Alexis Nichole Szathmary

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 10/2020
  Edward Jones
  St Louis, MO
• 02/2017 → 11/2017
  Regions Bank
  Tampa, FL
• 08/2013 → 05/2017
  The University Of Tampa
  Tampa, FL
• 10/2020 → 09/2023
  E*Trade Securities Llc
  Temple Terrace, FL
• 10/2020 → 09/2023
  E*Trade Capital Management Llc
  Temple Terrace, FL
• 01/2023 → 05/2024
  Morgan Stanley
  Temple Terrace, FL
• 10/2020 → 09/2023
  Harrisdirect Llc
  Temple Terrace, FL
• 06/2024 → Present
  Tiaa
  Tampa, FL
• 06/2024 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Tampa, FL

Previous Registrations

• 2023-09-05 → 2024-06-04
  Morgan Stanley
  Tampa, FL
• 2020-10-28 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Tampa, FL
  Temple Terrace, FL
• 2018-01-31 → 2020-10-14
  Edward Jones
  Tampa, FL
  St Louis, MO
  Clearwater, FL
  Maryland Heights, MO
  Seminole, FL
  Seminole, FL

Exams

• S66 Uniform Combined State Law Examination
  2018-01-29

Other Names

• Alexis N Szathmary