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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc Southlake TX 08/2018 08/2019
Aerotek Dallas TX 11/2017 08/2018
Kuehne & Nagel Lewisville TX 03/2017 11/2017
Amazon Hazlet TX 10/2016 03/2017
Nanty Glo Church Of The Nazarene Nanty Glo PA 10/2013 09/2016
Charles Schwab & Co., Inc. Westlake TX 01/2022 Present
Charles Schwab Bank, Ssb Westlake TX 08/2021 Present
Td Ameritrade, Inc Southlake TX 08/2019 03/2022
Td Ameritrade Investment Management, Llc Southlake TX 01/2020 03/2022
  • 08/2018 → 08/2019
    Td Ameritrade, Inc
    Southlake, TX
  • 11/2017 → 08/2018
    Aerotek
    Dallas, TX
  • 03/2017 → 11/2017
    Kuehne & Nagel
    Lewisville, TX
  • 10/2016 → 03/2017
    Amazon
    Hazlet, TX
  • 10/2013 → 09/2016
    Nanty Glo Church Of The Nazarene
    Nanty Glo, PA
  • 01/2022 → Present
    Westlake, TX
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
  • 08/2019 → 03/2022
    Td Ameritrade, Inc
    Southlake, TX
  • 01/2020 → 03/2022
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Previous Registrations
  • 2020-01-02 → 2022-03-07
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
    Omaha, NE
  • 2020-01-02 → 2022-03-07
    Td Ameritrade Investment Management, Llc
    Southlake, TX
    Westlake, TX
    Omaha, NE
Other Businesses

1) Hope Community Church of the Nazarene | Investment Related:No|3600 Kingsrow|Denton|TX|76208|United States|Nonprofit Charitable Organizations|Board Member/Finance Committee member|1/1/2020|Less than 20|0|I serve on the church board. We address the overall administrative duties of the church and its ministries. I am also a member of the Finance Committee where we discuss and work through the church budget and financial request. Our church does not have any investments beyond the physical property the church is on and the cash held in bank checking account. All funds coming in are used directly for ministry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
S63 Uniform Securities Agent State Law Examination 2019-11-04
  • S66 Uniform Combined State Law Examination
    2019-12-23
  • S63 Uniform Securities Agent State Law Examination
    2019-11-04
Other Names
  • Brent Herren

View on SEC IAPD

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