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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc | Southlake | TX | 08/2018 | 08/2019 |
| Aerotek | Dallas | TX | 11/2017 | 08/2018 |
| Kuehne & Nagel | Lewisville | TX | 03/2017 | 11/2017 |
| Amazon | Hazlet | TX | 10/2016 | 03/2017 |
| Nanty Glo Church Of The Nazarene | Nanty Glo | PA | 10/2013 | 09/2016 |
| Charles Schwab & Co., Inc. | Westlake | TX | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 08/2021 | Present |
| Td Ameritrade, Inc | Southlake | TX | 08/2019 | 03/2022 |
| Td Ameritrade Investment Management, Llc | Southlake | TX | 01/2020 | 03/2022 |
1) Hope Community Church of the Nazarene | Investment Related:No|3600 Kingsrow|Denton|TX|76208|United States|Nonprofit Charitable Organizations|Board Member/Finance Committee member|1/1/2020|Less than 20|0|I serve on the church board. We address the overall administrative duties of the church and its ministries. I am also a member of the Finance Committee where we discuss and work through the church budget and financial request. Our church does not have any investments beyond the physical property the church is on and the cash held in bank checking account. All funds coming in are used directly for ministry.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-04 |
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