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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-06 |
| NC | RA | APPROVED | 2024-01-25 |
| SC | RA | APPROVED | 2024-01-25 |
Branch Locations
2424 India Hook Road Suite 110, Rock Hill, SC 29732-1278 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Family Trust Fcu | Rock Hill | SC | 09/1999 | 07/2019 |
| New York Life Insurance Co. | Charlotte | NC | 06/2019 | Present |
| Nylife Securities, Llc | Charlotte | NC | 09/2019 | Present |
| Eagle Strategies Llc | Rock Hill | SC | 01/2024 | Present |
| 1852 Financial Group Llc | Rock Hill | SC | 02/2024 | Present |
[Notary Public; notary; there is no business address; Start Date 07/2021; Role/Title: notary; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 2424 India Hook Road, Suite 110, Rock Hill, SC 29732; Start Date 08/2022; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF 1852 FINANCIAL GROUP LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (ROCK HILL, SC); START DATE: 02/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-16 |
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