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Alexander Thomas Tiner

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-05
  • TX RA
    APPROVED
    Since 2020-11-05

Branch Locations

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grade School Wylie TX 08/2007 05/2017
Cotton Patch Cafe Wylie TX 10/2016 08/2017
Aerotek Hurst TX 11/2017 04/2018
Td Ameritrade Southlake TX 04/2018 10/2019
Unemployed Wylie TX 08/2017 11/2017
Nylife Securities Llc Dallas TX 04/2020 09/2020
New York Life Insurance Company Dallas TX 03/2020 09/2020
Unemployed Wylie TX 11/2019 03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2020 Present
  • 08/2007 → 05/2017
    Grade School
    Wylie, TX
  • 10/2016 → 08/2017
    Cotton Patch Cafe
    Wylie, TX
  • 11/2017 → 04/2018
    Aerotek
    Hurst, TX
  • 04/2018 → 10/2019
    Td Ameritrade
    Southlake, TX
  • 08/2017 → 11/2017
    Unemployed
    Wylie, TX
  • 04/2020 → 09/2020
    Nylife Securities Llc
    Dallas, TX
  • 03/2020 → 09/2020
    New York Life Insurance Company
    Dallas, TX
  • 11/2019 → 03/2020
    Unemployed
    Wylie, TX
  • 09/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Dallas, TX
Previous Registrations
  • 2018-10-16 → 2019-10-30
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-10-16 → 2019-10-30
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2018-10-15
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Alexander Tiner
  • Alexander Thomas Tiner

View on SEC IAPD

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Other Investors

Raymond Michiel McClure
VICTOR JAMES MCCLURE
Logan Mikel Wakumoto
STEVEN LEWIS RINGO
CHARLES GLEN DANIEL
DIOSELINA G RAMIREZ
RAOUL P SHROFF
CHRISTOPHER KEITH HUGGINS

Other Offices

BSIP SLP GP, LLC · FRISCO, TX
MCCLURE CAPITAL ADVISORS, INC. · FRISCO, TX
MAVERICK TECH FUND MANAGER · FRISCO, TX
WAYMAKER PARTNERS, LLC · FRISCO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX
RBC CAPITAL MARKETS, LLC · Frisco, TX
CG ADVISORY SERVICES · Frisco, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRISCO, TX

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