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Joseph A. Dibuono

J.P. Morgan Securities LLC

Newport Beach, CA

CRD 6878431

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-12
TX RA APPROVED 2026-08-12
  • CA RA
    APPROVED
    Since 2026-08-12
  • TX RA
    APPROVED
    Since 2026-08-12

Branch Locations

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 11/2017 03/2025
Skechers Corporate Manhattan Beach CA 07/2017 10/2017
Team One Employment Specialists Century City CA 07/2017 10/2017
The Enthusiast Network El Segundo CA 11/2016 01/2017
Rapp Playa Vista CA 04/2015 11/2016
Unemployed Lomita CA 01/2017 06/2017
Citizens Bank Newport Beach CA 03/2025 07/2026
J.P. Morgan Securities Llc Los Angeles CA 08/2026 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 08/2026 Present
  • 11/2017 → 03/2025
    Newport Beach, CA
  • 07/2017 → 10/2017
    Skechers Corporate
    Manhattan Beach, CA
  • 07/2017 → 10/2017
    Team One Employment Specialists
    Century City, CA
  • 11/2016 → 01/2017
    The Enthusiast Network
    El Segundo, CA
  • 04/2015 → 11/2016
    Rapp
    Playa Vista, CA
  • 01/2017 → 06/2017
    Unemployed
    Lomita, CA
  • 03/2025 → 07/2026
    Citizens Bank
    Newport Beach, CA
  • 08/2026 → Present
    Los Angeles, CA
  • 08/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
Previous Registrations
Other Businesses

Effective 8/3/2026 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-25
  • S66 Uniform Combined State Law Examination
    2018-10-25
Designations
  • Chartered Financial Analyst
Other Names
  • Joseph Dibuono
  • Joseph Allen Dibuono

View on SEC IAPD

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