Robert Jay Baker

Employer firm

Wismar Financial CRD 337662

$5.51M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Wismar Financial

2521 Palomar Airport Rd Ste. 105-742, Carlsbad, CA 92011 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2025-10-22
CA	RA	APPROVED	2025-09-25

ID RA
APPROVED

Since 2025-10-22
CA RA
APPROVED

Since 2025-09-25

Branch Locations

Nampa, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wismar Financial	Nampa	ID	03/2016	Present

03/2016 → Present

Wismar Financial

Nampa, ID

Previous Registrations

2016-07-01 → 2025-12-05

Wismar Financial Llc

Nampa, ID
2004-05-24 → 2016-06-22

Thrivent Investment Management Inc.

Nampa, ID

Nampa, ID

Nampa, ID

Boise, ID

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-05
S63	Uniform Securities Agent State Law Examination	1998-09-18

S66 Uniform Combined State Law Examination

2003-11-05
S63 Uniform Securities Agent State Law Examination

1998-09-18

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD